resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
enhance audit quality of financial statements of entities under the SEC oversight to ensure confidence on financial reporting disclosed to the public. The SEC requires the auditor in the capital market to
foreign ETF application to be approved for public offerings in Thailand. Remark: Form 69 – CIS full forms an integral part of Form 35 – foreign ETF . CIS Operator is required to complete Form 69
documentation as specified in Form 35 – foreign ETF to the SEC Thailand for the foreign ETF application to be approved for public offerings in Thailand. Remark: Form 69 – CIS full forms an integral part of
information to the investors, representing the financial position and operating performance of the entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the
documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund Remark: Form 69 – CIS full forms an integral part of Form 35 – ARFP CIS . CIS Operator is required to complete
Remark: Form 69 – CIS full forms an integral part of Form 35 – ARFP CIS . CIS Operator is required to complete Form 69 – CIS full and submit it as part of the required documents for an approval of
ASEAN CIS to the SEC Thailand for the ASEAN CIS application to be approved for public offerings in Thailand. Remark : Form 69 – CIS full forms an integral part of Form 35 – NRI CIS and Form 35