and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and
of the complaint. Such document and evidence shall be stored in the manner which is immediately available upon the SEC Office’s request for a review or an inspection for the first two years. 2 Clause 4
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures
Companies dated 29 June 2006. Clause 2 In the Notification: “electronic data” means data that are created, sent, received, stored or processed through electronic procedures; “securities company reporting
stored in the information centre and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre. Clause 6
licensed derivatives business operator in the category of derivatives brokerage; 2 “electronic data” means data that are created, sent, received, stored or processed through electronic procedures; “business