ซื้อขายล่วงหน้า ตามที่กำหนดไว้ในข้อ 34(4) ประกอบกับข้อ 35(1) ของประกาศฉบับเดียวกัน หมายความถึงกรณีดังต่อไปนี้ - 2 - (1) กรณีดัชนีคำนวณจาก ราคา ของสินค้าโภคภัณฑ์หลาย ๆ ชนิด (Index on Commodities) (2) กรณี
, having obtained an approval from the SEC Office, determined by the securities company association . Clause 3 A business operator shall prepare and store any document or evidence relating to investment in
securities’ proceeding to solve a problem. (4) proceed with the complaint in Clause 3 and Clause 4; (5) store evidentiary documentation involving the complaint and proceeding for no less than two years from
premises with other people, the management company shall proceed as follows: (1) arrange to have space for the branch office to serve customers and to store documents separated from space that other people
fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its
return fund); (4) investment units of a mutual fund whose net exposure in commodities is made through its investment in commodity -linked derivatives or instruments ; (5) investment units of a
systems and application software, as well as take and test program source code at least once a year; (4) completely and sufficiently store and record logs for inspection of conflicts of interest in the
least once every six months; (5) prevent previously used passwords; (6) not display passwords on the screen while being entered; (7) store password files in encrypted form and keep them separately from