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Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
include the agenda item proposed by a shareholder or shareholders holding an aggregate of at least 5 percent of the total voting shares? In addition to notifying the shareholders in accordance with Section
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
or acting unfairly or in an exploiting manner. Having been sentenced to imprisonment by the court's final judgment on offences pursuant to the prescribed section and it has not yet surpassed an
-Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking of Securities Business in the Category of Mutual Fund Management B.E. 2545 (As amended) By virtue of Section 7 and the
of the internal audit function has to be reviewed for independence and approved by the audit committee. (5) Review, select, and recommend to the board for nomination and shareholder approval an
of Section 7 and the fourth paragraph of Section 90 the Securities and Exchange Act B.E. 2535 which is an Act containing provisions in relation to restrictions of rights and liberties of persons, in
of Section 7 and the fourth paragraph of Section 90 the Securities and Exchange Act B.E. 2535 which is an Act containing provisions in relation to restrictions of rights and liberties of persons, in