Detailed explanation concerning particular risk on the company Chance of risk occurring Effects on the company if the risk occurs Type of operation Important points What kind of business does the company
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
Ministry of Finance regarding prescription of conditions for digital asset business operators to seek approval of the major shareholder The Notification of the Securities and Exchange Commission No. GorThor
government official or as a consultant of a government agency which is a majority shareholder or has controlling interest for less than 2 years. Not being a person who is relate by blood or legal relations
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating
Asia-Pacific Economic Cooperation (APEC) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the
for Sale of Investment Units of Retail Fund, Mutual Fund for Accredited Investor and Mutual Fund for Institutional Investor Form 123-1 (Enclosed to the Notification of the Office of Securities and