ที่จะซื้อหุ้น (Stock rights and warrants) หมายถึง มูลค่าของสิทธิที่บริษัทหลักทรัพย์ออกให้แก่ผู้ถือในการซื้อหุ้นสามัญหรือหุ้นบุริมสิทธิ โดยให้เปิดเผยจำนวนสิทธิทั้งหมด และจำนวนคงเหลือ ตลอดจนเงื่อนไขของการ

defined in the Code of Ethics for Professional Accountants which refers to businesses affiliated to Audit Firm that (a) have the intention to cooperate and (b) have a clear objective to share profits and

major gains/losses of clients in the year? 2 The standard documentation highlights all important matters for consideration, including: · integrity and identification checks on client, for example: · The

the contract’s value, a relatively small movement of the market can lead to either large losses or gains within a short period of time. The Client may sustain losses significantly beyond the amount of

invested or held equity instruments issued by PTT Public Company Limited : (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading

be higher than the rate which the securities company actually gains from the deposit or investment in a promissory note or other means of investment. Clause 20. A securities company shall not utilize

of duty performance to seek wrongful gains; (3) requiring the employees to notify the intermediary in the case where the employees and their connected persons have an account for trading capital market

number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock

brokerage licensee shall pay the fee according to the following criteria: (1) the license fee for members of the Stock Exchange who undertakes securities brokerage business on the Stock Exchange shall be at

will calculate from the amount of money segregated as assets of clients under this Notification. However, such rate of return shall not be higher than the rate which the securities company actually gains