Microsoft Word - 5. TKS - SET Announcement (BOD) (EN) - final (first amendment with allocation ratio).docx 1 (-Translation-) Ref. IR 60/011 December 12, 2017 Subject: Reduction of the Registered
technological advancements and accommodate the adoption of disruptive technology in financial services and capital market. The plan focuses on policies and approaches for optimizing useful technologies and
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
the first paragraph hereof is a manager or a department director who is responsible for a line of work relating to the investment management of a management company and has taken any fundamental
institute for a period of time not exceeding two years on the date of submission of the application. In cases where the applicant under the first paragraph hereof is a manager or a department director who is
institute for a period of time not exceeding two years on the date of submission of the application. In cases where the applicant under the first paragraph hereof is a manager or a department director who is
calculation under the first and second paragraph, the Office shall deem that the arbitral process commences on the date of appointment of the arbitrator. Notified this 14th day of May 2008. (Mr. Thirachai
assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The
first paragraph, the applicant shall file the application for giving back the securities business license obtained by the applicant or the legal entity in conglomerate prior to the date of filing such
fund supervisor of the juristic persons under the first paragraph shall have qualifications as specified in (2) and (3). In cases where branches of foreign banks or foreign life insurance companies