://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992-AMENDED.PDF Committee. SECTION 14/2.4 The Audit Committee shall have the following powers and duties: (1) re-examining and
of the assets of the fund. Chapter 4 Competent Official _______________________ Section 30. For the purpose of examining the management of the fund, the registrar and the competent official shall have
Official _______________________ Section 30. For the purpose of examining the management of the fund, the registrar and the competent official shall have the following powers: (1) to enter the fund’s office
Office to be the secretary of the Audit Committee. SECTION 14/2 The Audit Committee shall have the following powers and duties: (1) re-examining and giving opinion to the SEC concerning the internal
officer of the SEC Office to be the secretary of the Audit Committee. SECTION 14/2.4 The Audit Committee shall have the following powers and duties: (1) re-examining and giving opinion to the SEC concerning
Committee. SECTION 14/2.4 The Audit Committee shall have the following powers and duties: (1) re-examining and giving opinion to the SEC concerning the internal control system; (2) reviewing the financial
in a governmental agency, the SEC Office, the Stock Exchange, the over-the-counter center or the Derivatives Exchange, who is in the position or the condition that can access inside information through
Board requires more votes than the majority votes. 3. Supervision of the Securities Exchange 5/10 • Enhancing supervision of the SEC on the securities exchange (the Stock Exchange of Thailand: “the SET
B.E. 2535 as amended by this Act has been completed. SECTION 42 All rules, regulations, notifications, or orders of the SEC, the Capital Market Supervisory Board, the SEC Office or the Stock Exchange of
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading