Board requires more votes than the majority votes. 3. Supervision of the Securities Exchange 5/10 • Enhancing supervision of the SEC on the securities exchange (the Stock Exchange of Thailand: “the SET
on non-compliance with its rules; (4 ) rules concerning the listing of securities, the maintenance of status as listed securities, the delisting of listed securities, and the disclosure and corporate
responsibility with the securities issuing company in disclosing useful information for decision making of investors, which may as well include the disclosure of information prior to and after the offering for
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
investors, which may as well include the disclosure of information prior to and after the offering for sale of newly issued securities has been approved. SECTION 34.4 Offer for sale of newly issued shares by
have the joint duty and responsibility with the securities issuing company in disclosing useful information for decision making of investors, which may as well include the disclosure of information prior
violation and penalty imposed on the violators under this Act. The disclosure of any other information obtained in the performance of duties under this Act shall be in accordance with the rules specified in
to disclose information relating to any violation and penalty imposed on the violators under this Act. The disclosure of any other information obtained in the performance of duties under this Act shall
SEC Office shall have the duty to disclose information relating to any violation and penalty imposed on the violators under this Act. The disclosure of any other information obtained in the performance