: ............................................................................................................ Federation of Accounting Professions Membership No: .................... Expiry Date: ............. 3. Age:............. years Date of Birth
cause any conflicts of interest with the management of mutual funds; (2) Having attained the age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a
) First name (Mr./Mrs./Miss) ………………… Last name ………………… Former name (if any) ………………………………………………………… (2) Date/month/year of birth ……… Age ……..years / Nationality …………… Identity card ……………………………… No
general: : 2.1 First name ……………………… Last name ………………………. Former name (if any) ………………………………………………... 2.2 Date/month/year of birth ............., age ………..years, gender.... 2.3 Nationality …………………… 2.4 O
of the SEC Office (if any) and/or the conditions for the Stock Exchange of Thailand’s acceptance of securities (if any), including the compliance with such obligations or conditions in the following
concerning the Determination regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor ; “ client ” means user of an intermediary ’s services; “ Stock Exchange ” means
per share. In case of having securities listed elsewhere, identify the name of the Stock Exchange. (2) In case of having other types of share such as preferred share whose rights or terms differ from
per share. In case of having other securities listed elsewhere, identify the name of the Stock Exchange. (2) In case of having other types of share such as preferred share whose rights or terms differ
Auditing (year) Spouse/ workplace Children CPA License Federation of Accounting Professions Membership Full-time Non-full-time Names and Last names /workplace Age (years) 1. 1. 2. 3. 2. 1. 2. 3. 3. 1. 2. 3
policy where such employee has interest. Section 23/2. 4 In cases where any employee’s membership terminates due to his retirement as specified in the fund’s article or his resignation at the age of no