a derivatives contract related to securities, either for oneself or other persons, except in the following cases: (a) action in compliance with the law, the court’s order, or the order of an agency
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
statement for an offering of digital tokens and draft prospectus until an action has been taken to rectify such information disclosure and such other action has been taken as specified by the SEC Office in
tokens and draft prospectus until an action has been taken to rectify such information disclosure and such other action has been taken as specified by the SEC Office in order to make the public aware of
notification prescribing different courses of action from those prescribed in the law governing securities and exchange. Section 12. The special purpose juristic person shall carry out various activities as
person under Section 29 or Section 52, the expenses in taking legal action having been borne by a beneficiary under the third paragraph of Section 44, Section 45 or Section 46 and the expenses accruing in
and tax that have to pay or due; (3) the consideration of the person under Section 29 or Section 52, the expenses in taking legal action having been borne by a beneficiary under the third paragraph of