supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a company listed on the Stock Exchange of Thailand. Samples of matters under the SEC
Shares (No.8) dated February 28,2020, requiring companies offering for sale of shares to the public to separate the roles and responsibilities of the chairman and the CEO. The Stock Exchange of Thailand
Shares (No.8) dated February 28,2020, requiring companies offering for sale of shares to the public to separate the roles and responsibilities of the chairman and the CEO. The Stock Exchange of Thailand
review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These assessments are crucial for the development of the financial sector in Thailand as they help to ensure
review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These assessments are crucial for the development of the financial sector in Thailand as they help to ensure
dissemination of false statements), the SEC may proceed through criminal fining or criminal complaint, and will disclose such case to the public in due course; ● Complaint or tip handling time depends on the
Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai Bank PCL . Chairman, Sathorn Asset Management Co . , Ltd. Governor, Member of the Audit Committee and Member of
Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai Bank PCL . Chairman, Sathorn Asset Management Co . , Ltd. Governor, Member of the Audit Committee and Member of
of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company ● Information of listed company (e.g., news, financial statements, list of shareholders) The Stock Exchange of