a quota of up to USD50 million only when offshore investments are made through authorized securities brokers or purchased from authorized securities dealers; 2. A general investor is allowed a

Bangkok, January 10, 2014 ? The SEC is seeking public comment on proposed revision to the fund?s investment rules. The proposed revision applicable to mutual fund, private fund and provident fund aims at adding more flexibility to asset types, diversifying fund?s portfolio and calculating derivatives investment in line with international standards. In addition, the fund classifications will also be revised to better reflect risks associated with both direct and indirect investment. The consultat...

an open-ended mutual fund that must focus the majority of its investments in sustainable assets issued by public sector entities or businesses established under Thai law. The SEC supports this

Bangkok, August 6, 2014 - The SEC, jointly with four leading business schools, organized ?1st SEC Working Papers Forum? where the Faculty of Commerce and Accountancy, Chulalongkorn University presented research paper on ?Saving for Retirement?. The researchers pointed out that saving and investment in risky assets at a young age is the key success factor of sufficient retirement savings while urging knowledge dissemination concerning risk and investment in risky assets for higher return in prepa...

issued by financial institution under the law on interest on loan of financial institution ; (d) investments in securities, derivatives and other financial instruments; (e) receivables of securities

by financial institution under the law on interest on loan of financial institution1; (d) investments in securities, derivatives and other financial instruments; (e) receivables of securities purchased

person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by

any natural person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has

condition that such advice is given for overseas investments through local securities firms in the case of retail investors. However, direct advice is permissible for the case of institutional investors. The

for management of investments in derivatives; “Office” means The Office of the Securities and Exchange Commission. Clause 2. To ensure that each derivatives fund manager shall conduct its business as a