ที่ถูกห้ามขาย ตามข้อบังคับตลาดหลักทรัพย์ (Silent Period) 1 หุ้นที่ถูกห้ามขายเพิ่มเติม (ไม่เข้าตามข้อบังคับ ตลาดหลักทรัพย์) 2 จำนวนหุ้น (หุ้น) คิดเป็น ร้อยละ ของจำนวน หุ้นที่เรียก ชำระแล้ว หลัง IPO จำนวน

แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................

. If the investor is unable to do so, the derivatives broker will close out the derivatives position of the investor. However the investor will still be responsible for any loss that may arise from such

and already informed the cessation thereof in writing to the SEC Office. In this regard, such securities company which still undertakes derivatives business in the category of derivatives brokerage has

account); (2) Derivatives position limit of customer at any time; (3) Derivatives position of customer that is still open (open interest); (4) The amount and type of asset deposited as margin or for

of person who sent the information, it is unable to prevent such case.. So, it was approved that still use the post guideline. Original proposed guideline Comment/question From company The SEC Office’s

. In this regard, if the intermediaries proceed differently from this practice guidelines, the intermediaries shall have an obligation in proving that such proceeding is still under the principles and

complex capital market products to clients, an intermediary shall comply with the rules prescribed under this Chapter in addition to the general rules so that the provided services thereof are still in

consultation, if the client has still insisted, the intermediary shall arrange the client to sign for confirmation that the client accepts risks arising from such investment or transaction. Clause 36 For the

and coins holding by the company, including miscellaneous cash, money orders, postal bills, due cheques still have not yet been deposited, travelers’ cheque s and bank drafts 2) bank deposits in current