) spells out the criteria limiting the types of resolutions that can be submitted for inclusion in companies’ proxy materials and detailing what a shareowner must do from a procedural standpoint. Companies
Section 102 Securities and Exchange Act B.E. 2535 Section 102. The lending of money for the purchase, sale or exchange of securities by a securities company shall be in accordance with the rules
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the Anti-Money Laundering Office (AMLO)’s amendment to the Anti-Money
Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
. From a policy standpoint, there are some general suggestions. The best way to reduce periods of high volatility is to reduce the participation rates and impact of new entrants to a market. Something as
for Money Laundering and Financing of Terrorism _____________ By virtue of (1) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and
Use of Securities Business for Money Laundering and Financing of Terrorism _____________ By virtue of (1) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543
securities and the amount of money paid for securities which have been purchased by the underwriter as well. The report as referred to in the first paragraph shall be made in accordance with the rules and
, as well as dollar amounts they can safely withdraw annually, so clients will not outlive their money.” g “… it pays to look not just at averages, but at what actually has happened, year-by-year, to