be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market
The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with (1) the changing IT usage in business practices, (2) the increasingly sophisticated technical approaches and mechanisms of cyber threats, (3) the revisions to preventive measures for addressing security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and g...
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
developing audit work. Participated by the representatives from ACRA Singapore, SC Malaysia, International Accounting Standard Board (IASB) and SEC Thailand, the 2nd ASEAN Financial Statement Surveillance
compliance with international standard sustainable investment criteria, and subject to stricter oversight than other regular mutual funds. Once established, Thai ESG Funds must set an investment policy and
means a digital asset having any of the following characteristics: (1) Digital asset created with the objective of concealing information on the transferor, the transferee and the transfer volume; (2
licensing manual on digital asset businesses has been created in compliance with the Licensing Facilitation Act B.E. 2558 (2515) to clearly specify the process and duration for considering application
manual on digital asset businesses has been created in compliance with the Licensing Facilitation Act B.E. 2558 (2515) to clearly specify the process and duration for considering application approval and
SMEs in accessing funds through the capital market on 30 September 2019. This seminar created awareness and knowledge of financial tools in the capital market available for industrial SMEs. This is in