to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
the SEC’s strategic priority to build cyber resilience and to ensure that licensed corporations have efficient IT systems and resilience to cyber threats and are able to comply with the governing rules
be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market
นายกำพล ศรธนะรัตน์ ผู้ช่วยเลขาธิการ ก.ล.ต. สายเทคโนโลยีดิจิทัลและประสิทธิภาพองค์กร กล่าวเปิดการสัมมนาออนไลน์ Cyber Forum ในหัวข้อ “New Normal กับภัยไซเบอร์” โดยได้รับเกียรติจากอาจารย์ปริญญา หอม
Bangkok, 30 July 2022 – with reference to Zipmex Group’s announcement on its website www.zipmex.com regarding its submission of moratorium relief for its businesses, including Zipmex Thailand, to the Singapore Court, the Securities and Exchange Commission (SEC) sent a written notice on 28 July 2022, requiring Zipmex to clarify the matter. Today, Zipmex Group has updated the progress on the moratorium proceedings dated 29 July 2022 on its website at www.zipmex.com. The SEC has therefore instruc...
The Securities and Exchange Commission (SEC) has considered it appropriate to designate 31 July 2023 as a normal business day for securities companies and derivatives business operators to prevent
. This collective cooperation will ensure consistency in the supervision and protection of personal data in the financial sector without redundancy, while reducing burdens or costs of business operators
ปฏิบัติงานรับคำสั่งซื้อขายผลิตภัณฑ์ในตลาดทุนนอกสถานที่ทำการซึ่งรวมถึงการปฏิบัติงานจากที่บ้านได้ เพื่อรองรับความปกติใหม่ (New Normal) ก.ล.ต. จึงดำเนินการเปิดรับฟังความคิดเห็นหลักการและร่างประกาศ และได้นำความ