digitalized world Explore the viewpoints of new technologies, which facilitate investors of all ages to access a wide range of financial products and services. How can innovation enhance financial literacy
The SEC Board and the SET Governors met on 3 August 2023 to discuss and exchange perspectives as well as viewpoints in relation to cooperative working process between the two organizations with an
listed companies report all of their current job positions and activities elsewhere, either in other businesses or organizations, as well as identify the primary employment (if any). Currently, directors
out derivatives positions before reaching expiry dates and open new positions of next trading series. The client also allowed her to make trading decision; however, did not clearly specify details of
Limited (BSEC) based on nonpublic information he had known by virtue of his working positions. Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed
positions while his capital market investment consultant status was also suspended, effective from September 6, 2014. Three capital market investment consultants, namely {B}, {C} and {D} as well as a
adverse impact on the stability of the system will also be prevented; and (3) On human resources, AFTC personnel are welcomed to work at the SEC in positions based on their knowledge, skills and experience
adverse impact on the stability of the system will also be prevented; and (3) On human resources, AFTC personnel are welcomed to work at the SEC in positions based on their knowledge, skills and experience
from holding the director and executive positions at any securities issuing company and listed company. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further
, effective on 2 December 2016. He has invalidated his existing positions as director or executive of listed company (if any), and prohibited his future holding of such positions until such period ends