Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
ชื่อผู้ได้มา/จำหน่าย :?TRI-STAGE INC. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 20/07/2559
ชื่อผู้ได้มา/จำหน่าย :?TRI-STAGE INC. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 07/09/2559
Audit Firm’s record - Normal
Applicant’s personal record and audit firm’s record – fast track
. non-listed ❖ Professional Investor ❖ Retail investor (จ ำกัดเงินลงทุน และ/หรือ จ ำนวนคน) SME-PP/CF 1. EARLY STAGE IPO/ ผู้ลงทนุทกุประเภท กิจการขนาดใหญ่ 2. EXPANSION STAGE 3. LATER STAGE 2 CROWDFUNDING
(FVPL) Impairment of financial assets based on an expected credit loss (ECL) framework with financial assets classification into 3 stages. Stage 1: financial assets where the credit risk has not
investee companies to ensure that they become promptly aware of factors relevant to the value of the investee companies, and capable of problem solving at an early stage. Sustainable growth of the investee
. Until date, the Company has agreed with the customer to end this project, and it is in negotiation with the customer regarding amount to be settled, which is still highly uncertain at this stage. At 31