Facebook page Environment Thai : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)
Facebook page Environment Thai : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)
efforts toward market development, the SEC continued to invest in staff skills and restructured the organization to enhance proactivity, efficiency and readiness for upcoming changes. Under the Change
second-cycle audit inspection with a more robust inspection plan, in response to current audit environment and the deficiencies found during the first cycle. The results, thus far, have shown significant
Contents Page Executive Summary A 1. Overview of Operating Environment 1 1.1 Global and Thai Economy in the First Quarter of 2018 1 1.2 Banking Industry and Competition 2 1.3 Regulatory Changes 2 2. Risk
/ Derivatives Businesses Securities Brokerage Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed
Authority. With a concern for its staff's work-life balance, the SEC provided conducive working environment, physical and mental healthiness programs, as well as staff relations activities on special
environment of both the public and private sector remained weak, and private consumption, albeit growing steadily, slowed during the second half of the year. Meanwhile, the Thai economy in 2020 is expected to
billion baht placed Thailand highest in the ASEAN region for a third year. Despite a challenging volatile environment, collaboration by all relevant participants helped the Thai capital market achieve a
direction primarily by considering the balance of three dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. At the same