version is prepared by staff of the Legal Department with the sole purpose of providing foreigners with information concerning the Securities and Exchange Act (No. 4) B.E. 2551 Accordingly this second draft
financial statements under the second paragraph must be examined and given opinion by an auditor approved by the Office, and such auditor must not be a director, staff member or employee of such securities
. SECTION 85 Any director, manager, staff, employee, agent or person appointed to manage a trust dishonestly fails to perform his duties and causes damage to trust property shall be liable to imprisonment for
) director, executive or controlling person of a digital token offeror; (2) a digital token offeror’s staff member or employee who holds the position, or carries out the work, with responsibility for or having
presumed to be aware or in possession of inside information pursuant to Section 42: (1) director, executive or controlling person of a digital token offeror; (2) a digital token offeror’s staff member or
Trust for Transactions in Capital Market Act B.E. 2550 was prepared by staff members of the SEC Office. Readers should be aware that only the original Thai text has legal force and that English
liability arising from failure to perform the duty under the first paragraph with intention, dishonesty or gross negligence. SECTION 31 In managing a trust, a trustee shall be prohibited to act in conflict of
comes into force in B.E. 2559 (2016) and the sixth amendment of the Securities and Exchange Act which comes into force in B.E. 2562 (2019), the English translation has been revised by the staff of the SEC
. 2559 (2016) and the sixth amendment of the Securities and Exchange Act which comes into force in B.E. 2562 (2019), the English translation has been revised by the staff of the SEC Office. It is important
characteristics: * This English translation of Derivatives Act B.E. 2546 (as amended) was prepared by staff of the SEC Office. Readers should be aware that only the original Thai text has legal force and that