SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
operations. In work for which there are few service providers and the business operators will not be able to engage other service providers to provide services on their behalf immediately, this work may
a loss of market integrity at great cost, not only to the company and its shareholders but also to the economy as a whole. Most Asian economies have undertaken significant reforms in recent years
. The amendments would promote growth of fund sizes and sufficient retirement savings.SEC Secretary-General Rapee Sucharitakul said: ?The SEC?s primary role is to promote sustainable growth of our capital
is made. Clause 28. The Office may disclose the dispute resolution to the public, but shall not disclose the full name of the parties, unless given consent by the parties. Clause 29. In cases where any
arbitrator shall disclose to the parties all facts that may give rise to justifiable doubts as to his impartiality or independence in performing duty as arbitrator (if any). Clause 18. If there is a
businesses and FinTech startups to make the most of financial innovations, but also promote a full-scale digital economy.?The FinTech Draft Act contains four core matters: (1) strengthening the confidence in
recommendations gathered from the previous hearings on the governing principles taking place in May and June 2017.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
goal is to realize the full potential of the capital market as an integral part of the economy, effectively contributing to the overall progress of Thailand. Identifying pro-active development strategies