equivalence to that of the EU Member States , or iii. an independent audit regulator of a country that has been assessed under the Financia Stability Assessment Program (FSAP) and
Financia l Stability Assessment Program (FSAP) and earned the assessment results on the topic relating to auditing at least “broadly implemented" level 2.8.3 Approval Process
> Notification-D Notification of the Ministry of Finance SHARE : Detail Content -Unofficial translation- The Notification of the Ministry of Finance Re: Prescription of Type of Legal Entity Eligible to
) ตัวอย่าง SLB Tesco Sustainability-linked-Bond Framework Sustainability-linked Bond Second Party Opinion Chanel Sustainability-linked-Bond Framework Sustainability-linked Bond Second Party Opinion
) ตัวอย่าง SLB Tesco Sustainability-linked-Bond Framework Sustainability-linked Bond Second Party Opinion Chanel Sustainability-linked-Bond Framework Sustainability-linked Bond Second Party Opinion
reasonably suspect of their being threats to the economy and stability of the country or to the public order or morality, the SEC has the power to refuse registering the persons as directors of the
be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the
of investment advisory service which is a legal entity under Clause 1(1) to (5) shall- (1) be able to maintain capital funds and set aside reserve capital in accordance with law controlling business
is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license