under foreign law who applies for registration to be a derivatives business operator in the category of derivatives dealer shall specify the detail only in Part II and Part III. (Translation) Date
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
Progress SEC Classification : ใชภ้ายใน (Internal) Institutional strength Political stability Government effectiveness Regulatory effectiveness Rule of law Corruption Corruption Perceptions Index Ease of
negative impacts on market conditions and investor confidence. over the years, to ensure market stability and minimize adverse effects on short selling transactions, the SEC has approved the Stock Exchange
Present Reign His Majesty King Bhumibhol Adulyadej has graciously issued a royal command to announce that, Whereas it is expedient to enact a law on special purpose juristic persons for securitisation, H.M
. Conclusion The SEC is committed to performing its role as specified by law, pursuant to good governance principles, in line with its vision, mission and values, and in support of the country’s “Stability
securities and futures industry; and to assist the Financial Secretary in maintaining Hong Kong's financial stability. The SEC was established under the Securities and Exchange Act B.E. 2535 (1992). The SEC
Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 16 November, 2008. Clause 2. In
expedient to enact a law on special purpose juristic persons for securitization; H.M. the King, by virtue of Section 175 of the Constitution of the Kingdom of Thailand amended by the Constitution of the
Representative; “Laws and Regulations” means any law, regulation or regulatory requirement applicable in the jurisdiction of a Recognised ACMF Member, and where the context permits include any rule, direction