stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I Code
competitiveness; being assured of stability of the systems monitored and maintained to accommodate fluctuations; and supported for development of professional standards. Investors Accessing to information and
reasonably suspect of their being threats to the economy and stability of the country or to the public order or morality, the SEC has the power to refuse registering the persons as directors of the
program aims to examine the stability and soundness of the financial sector, as well as its potential contribution to the country's growth and development. The assessment covers various aspects of the
program aims to examine the stability and soundness of the financial sector, as well as its potential contribution to the country's growth and development. The assessment covers various aspects of the
not becoming an empty box (without business operations). The intermediaries are required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2
days consecutively in the following cases : (8.1) To protect the interests of the unitholders; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability
days consecutively in the following cases : (8.1) To protect the interests of the unitholders; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability
เป็นการไม่ประกอบธุรกิจ (empty box) โดยผู้ประกอบธุรกิจต้องกำกับดูแลผู้ให้บริการอย่างมีประสิทธิภาพ (ยกเว้นงานกลุ่ม 2) การแต่งตั้งที่ปรึกษาทางการลงทุน (Investment Advisor: IA ) ตามมาตรา 100 * ใช้
, and bank stability in the long run. Key principles of good corporate governance of commercial banks focus on the roles and responsibilities of the board, board structure, internal control and internal