suspects the investors of involvement in an offense of money laundering or financial support to terrorist. The assets are seized or sequestered by the authority. (8) The SEC is empowered to instruct the
suspects the investors of involvement in an offense of money laundering or financial support to terrorist. The assets are seized or sequestered by the authority. (8) The SEC is empowered to instruct the
as follows; (1) Fast Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight standard as that of the SEC, and b) have experience in auditing and
as follows; (1) Fast Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight standard as that of the SEC, and b) have experience in auditing and
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
the SEC views that the appointed directors have infamous conducts, or there is a cause to reasonably suspect of their being threats to the economy and stability of the country or to the public order or
> Management of Mutual Fund Regulations SHARE : Detail Content Management of Mutual Fund Summary of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3
> Management of Mutual Fund Regulations SHARE : Detail Content Management of Mutual Fund Summary of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3
investors; 5) Mergers or amalgamation of mutual fund; 6) Acceptance of debt repayment in the form of securities or other assets by funds. Authority of the SEC Fund managers Mutual fund performance measurement