operations of securities companies, to uphold the integrity and stability of the securities industry by putting in place measures to prevent the industry from being used as a channel to launder money and
for securities companies to ensure that there is no adverse impact on the operations of securities companies, to uphold the integrity and stability of the securities industry by putting in place
variety of financial tools, flexibility and competitiveness of securities businesses, safeguards market stability, ensures securities trading fairness, and facilitates easy access to information. The SEC
stability, economic system, and the general public. To address these concerns, the Emergency Decree on Digital Asset Businesses B.E. 2561 was enacted to regulate the offering of digital assets and businesses
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and
border) จึงเห็นว่า Financial Stability Board (FSB) ซึ่งเป็นองค์กรที่ติดตามและ ดูแลเสถียรภาพของระบบการเงินโลก ควรจัดทำแนวทางหรือมาตรฐานกลางในระดับสากล (global framework) สำหรับการกำกับดูแลสินทรัพย์ดิจิทัล
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
sufficient fund to purchase of shares at the total purchase price of Baht 5,375,000 by making such payment in cash, the credible financial stability to invest in the Planet’s future projects, and the work