determines that FA independence will be impaired in cases where FA or commercial bank in the same conglomerate has granted a loan to any securities issuer or sponsor disposing asset into real estate investment
ในครั้งนี้ กำหนดให้ FA ขาดความเป็นอิสระ หาก FA หรือธนาคารพาณิชย์ที่เป็นบริษัทในกลุ่มเดียวกันให้กู้ยืมแก่ผู้ที่ออกและเสนอขายหลักทรัพย์ (issuer) หรือ sponsor ซึ่งเป็นผู้จำหน่ายทรัพย์สินเข้ากอง REIT หรือ
Sirindhorn. As a co-sponsor, the SEC also sent athletes to strengthen relationship and promote solidarity among the personnel of the TSCA members, the Stock Exchange of Thailand (SET), and the SEC. The
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30
, collectively referred to as the “Mahachai Group”, as the sponsor and lender whereby GSTEL had entered into the agreement on 17 February 2014. According to the opinion of the independent financial advisor (IFA
Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be
The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter
August 2017, EARTH informed the SET that such liabilities occurred after submission of the first-quarter financial statements for the year 2017.The SEC viewed that the amount of debts had increased as high
SEC Secretary-General Rapee Sucharitakul said “As of the 2nd quarter of the year 2018, the PVD had been continuously growing, as the number of employers had increased by 788 to a total of 17,866
management. The business provider must have the protective measures against conflicts of interests, for the increased protection for the investors.SEC has published relevant documents regarding public