actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals
. On July 29, 2006, an SEC workshop was held to outline the Three-Year Strategic Plan (2007-2009) and set up core strategies for the Thai capital market to strengthen regional competitiveness, the
principles to strengthen confidence of all stakeholders and the general public. 5 Statement of Intent (2017) 5.2 SEC governance framework In proposing policies and measures, the SEC requires its employees to
uncertainty and external challenges led by record-high oil prices, fluctuation of foreign capital flows at rapid speed and in high volume, and US subprime mortgage crisis. Yet, the Thai capital market succeeded
companies and to strengthen the clearing and settlement system, which are extremely important to the capital marketûs integrity. In this regard, the SEC will cooperate with the Association of the Securities
obstacles to the securitization process. It is hoped that if the amendment can be carried out, it will speed up the process of transferring financial assets from financial institutions. ■ A coordinated effort
amending related laws and regulations to strengthen their rights or enable them to participate more in criminal prosecution, and proposing class action law to allow investors to seek compensation for their
amending related laws and regulations to strengthen their rights or enable them to participate more in criminal prosecution, and proposing class action law to allow investors to seek compensation for their
accounting, audit, and non- financial disclosure. All Asian economies should continue to strengthen these institutions to: establish high standards for disclosure and transparency; have the capacity, authority
Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand JANUARY 2013 Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand January 2013 Acknowledgements This assessment of corporate governance in Thailand has been prepared by David Robinett, Ratchada Anantavrasilpa, and Catherine Hickey of the World Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Pro...