issuing company; (c) action not agreed upon or decided by oneself but assigned to an approved or registered person under the law on management of capital or investment to make a securities trading decision
right of a person to participate in an investment in any project or business; (2) specifying the right of a person to acquire specific goods, specific service, or any specific other right under an
: (1) specifying the right of a person to participate in an investment in any project or business; A36633673/0.7/02 Jul 2018 2 (2) specifying the right of a person to acquire specific goods, specific
arising from or related to its use. (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a
its use. 2 (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a mutual fund; (7
approval of the SEC Office in lieu of seeking the resolution of the unitholders in accordance with the second paragraph of Section 129: (1) change of the criteria for sale and redemption of investment units
shall be made through the resolution of unitholders derived from the majority votes of the total investment units of the attending unitholders with the voting right, unless the Capital Market Supervisory
(ฉบบัปรับปรุง) กิจกรรมปฏิรูปที ๔ กำรเป็นศูนย์กลำงด้ำนกำรค้ำและกำรลงทุนของไทยในภูมิภำค (Regional Trading/Investment Center) ในส่วนที ๒ กิจกรรมปฏิรูปทีจะส่งผลให้เกิดกำรเปลียนแปลง ต่อประชำชนอย่ำงมีนัยสำคญั
-counter centre, organization related to securities business, derivatives business, derivatives trading centre, derivatives clearing house, derivatives regulatory association or any other companies which are
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives