Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....
Derivatives Business Operator Instruction 1. An applicant for registration to be a general derivatives business operator shall specify the detail only in Part I and Part III. 2. A juristic person established
, such as being representative of such person, and so on: O yes (please specify in detail) …………………………; O no; 1.3 Working in the position applied for approval: O full time O part time 2. Personal
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________ By virtue
REIT, relationship with REIT Manager in the form of shareholding or business partnership (if any) and details thereof; Specify in detail whether the property manager has any other real estate under
footnotes to financial statement) The Securities company shall disclose detail in the footnotes to financial statement as prescribed by the accounting standard, namely information of financial statement
operating activities. The remarks of financial statement ( The footnotes to financial statement) The Securities company shall disclose detail in the footnotes to financial statement as prescribed by the
covering the policy making, detail of policy and compliment of policy. Compliance Guideline 1. Policy Preparing o Preparing a written policy of security of information technology and the executives, computer
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives