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have the power to specify in its notification the rules with which derivatives business operators shall comply.
appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
specified in the notification of the SEC. In this regard, the SEC may also specify fees or service charges which the securities company may charge its customers for the performing underwriting service.
specified in the notification of the SEC. In this regard, the SEC may also specify fees of service charges which the securities company may charge its customers for performing investment advisory service.
Specify whether the credit rating will be arranged during the tenor of the structure notes. This factsheet is a part of the registration statement and prospectus that outlines the summary of information
work unit related to REIT management. 3 Part 1 REIT Fact Sheet 1. Material Information of REIT Specify the following information: - material information of REIT, for instance, name of REIT, category
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
of the Office. In issuing the notification in accordance with the first paragraph, the Office shall specify the following important matters: (1) capital fund, net total assets and business operation of