Council of State agreed to apply the principle of Class Action to the cases which have numerous victims affected by tort, breach of contract or damage derived from a violation of specific law, to protect
affected by tort, breach of contract or damage derived from a violation of specific law, to protect the injured persons. Accordingly, the principle of Class Action has been enacted as part of the Civil
determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or
Criminal action is a type of law enforcement against any person who acts or omits to act in violation of the laws administered by the SEC. Criminal actions are divided into two groups, namely: (a) criminal
regarding unfair securities trading activities. (7) not having the following prohibited behaviors; lack of professional ethics or violation of or non-compliance with the regulations
banned under the law on Supervision of Financial Institutions, either Thai or foreign law, provided that such prohibited characteristics are related to corruption, fraud / managing work in violation of law
regarding unfair practices in securities trading. 8. P rohibited behaviors (1) l ack of professional ethics or violation of or non-compliance with the regulations under the law governing
rohibited behaviors (1) l ack of professional ethics or violation of or non-compliance with the regulations under the law governing accounting professions and additional regulations prescribed by the law
any debt securities or in default on a loan payment. 5. Not being in breach of the terms and conditions of the debt securities. Face value of bills Not specified. 10 million baht or more. 10 million
business. 7. Not being in default om principal or interests of any debt securities or in default on a loan payment. 8. Not being in breach of the terms and conditions of the debt securities. 9. Features and