, the acquisition of securities for business takeovers, and the prevention of unfair securities trading practices. Mission and Objectives The SEC sets out its mission to “Develop and Supervise the Thai
recommendations to improve corporate governance. Based on the OECD Principles of Corporate Governance, the White Paper adapted implementation aspects to the specific conditions of Asia. The White Paper assessed
- 8 3 2 Insider trading - 4 - - Securities acquisition for business takeover - - 2 - Issuance and offering of securities 35 26 9 7 Corporate fraud 4 1 18 18 Others 9 3 2 1 AnnUAL TOTAL 71 42 35 28
governance framework and develop more detailed mandatory or voluntary provisions that can take into account country-specific economic, legal, and cultural differences. The Principles focus on publicly traded
power to appoint an audit committee, ad hoc sub-committees to perform specific assignments, and sub-committees to consider and give advice on the issuance of rules and regulations. The Board also has the
-committees to perform specific assignments, and sub-committees to consider and give advice on the issuance of rules and regulations. The Board also has the power to appoint steering groups in support of the
supervision is to prevent market manipulation. All parties mutually agree to adopt the pre-emptive move concept and preventive measures should be specific and avoid confusing information. By doing so, the SEC
exchange, over-the counter center, and organizations related to securities businesses ■ Acquisition of securities for business take-overs ■ Prevention of unfair securities trading practices. The Office of
information and documents, as detailed in Chapter 11; (11) additional regulations for operation of specific business, as detailed in Chapter 12. 3 Part 4 The SEC Office’s Power Clause 5 In order for this
transferred to the Company on January 12, 2017. In addition, the Company paid for a commission fee of Baht 9.34 million for such shares acquisition. Thus, as at December 31, 2017, value of investment was stated