financial products, either domestic or foreign issues will be drafted, rather than a rule-based one. Also, consideration on suitability of target investors will be addressed. The proposed rules govern
. Rapee Sucharitakul, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the revision of regulations to govern qualifications of non-listed company issuers proposing
govern and monitor PVD so that members eventually have, sufficient future income for retirement. _______________________________Note: Provident funds that
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
เทคโนโลยี รวมทั้ง ความคาดหวังความรับผิดชอบต่อสังคม และสิ่งแวดล้อมที่เพิ่มขึ้น คณะกรรมการบริษัทในฐานะผู้นำที่ต้องรับผิดชอบในการดำเนินธุรกิจ (governance body) จึงต้องดูแลให้บริษัทมีกลไกที่จะดูแล (govern) ให้การ
expectations in terms of social responsibility and environment.In view of this, the board of directors, as the governance body, should ensure that the company has in place a mechanism to govern decision-making
percent of the term funds were offered to retail investors. The key specific characteristics of term fund are the inability to redeem investment units before maturity date and the possibility of
development of new products with more complexity which requires additional criteria; for instance, structure of return on investment and warning of complex features and significant specific risks associated
principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance
in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to