> Establishment of Mutual Funds > Filing an application Regulations SHARE : Detail Content Establishment of Mutual Funds 1. Filing an application A mutual fund management company may submit an application
/executive of the company. Q: What are specific duties of directors according to the SEA? A: The SEA does not stipulate any specific duties for directors but provides a safe harbor for directors and
established under specific law as specified by the SEC; or (f) limited company or public limited company holding shares of any of legal entity under (a), (b), (c), (d) or (e) not less than fifty one percent
established under specific law; or (6) newly established limited company or public limited company to undertake securities business in the category of investment advisory service under this Ministerial
company considered to have already kept the documents with the company secretary. If not, what should the company do to comply? A: The Securities and Exchange Act B.E. 2535 does not prescribe specific
appointment of Company Secretary is at the discretion of the Board of Directors as there are no specific laws prescribing qualifications or criteria for such appointment. However, the Company Secretary should
specific law as specified by the SEC and published in the Government Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private