fees and expenses; (14) dissolution of mutual fund. Clause 4 The particular on the specific characteristics of mutual fund shall contain summarized details of mutual fund as follows: (1) name of the
specific laws or any legal entity licensed to undertake finance or commercial banking business. “electronic data”1 means statements that are created, sent, received, stored or processed through electronic
, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions established under specific laws or
underwriting; (2) The securities companies licensed to undertake securities business in the categories as specified in (1), except any one particular category; (Translation) - 2 - (3) The securities companies
underwriting; (2) The securities companies licensed to undertake securities business in the categories as specified in (1), except any one particular category; (Translation) 2 (3) The securities companies
overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for the management of
derivatives contracts overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for
following matters: (1) General Provisions related to Providing Services shall be as set out in Chapter 1; (2) Specific Provisions related to Providing Services of Inbound Products which are Debentures
investment in capital market products denominated in foreign currency in the following matters: (1) General Provisions related to Providing Services shall be as set out in Chapter 1; (2) Specific Provisions