specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
long-term bonds. Only long-term bonds. Ratings - - - Required. [1] This means persons who are related to the issuer in terms of business relationship, investment, or administration and management of
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the