Takeovers Experiences Legal Specialist of Takeover Panel, the Office of the Securities and Exchange Commission Managing Director, Krungthai Law Company Limited Deputy Managing Director, Krungthai Law
วิทยากร Ms. Bonnie Groves, Specialist, Stewardship, PRI Ms. Valerie Kwan, Director, Engagement, AIGCC Ms. Ally Chin, Sustainable Investing Associate, Fidelity International Ms. Corrine Png, Regional Head of
วิทยากร Ms. Bonnie Groves, Specialist, Stewardship, PRI Ms. Valerie Kwan, Director, Engagement, AIGCC Ms. Ally Chin, Sustainable Investing Associate, Fidelity International Ms. Corrine Png, Regional Head of
Association Associations related to securities businesses Summary of major provisions in supervising the related associations The SEC has the power to make an order for the directors or members to clarify
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
โดย Ms. Bonnie Groves, Specialist, Stewardship, PRI Undertaking Stewardship with a Focus on Climate Change & Climate Related Risks โดย Ms. Valerie Kwan, Director, Engagement, AIGCC Session ที่ 2
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
and license revocation, etc. In this regard, the scope of power of the order issuers varies depending on the level of penalty to be imposed on the offender. Appeal Any person who is affected by, and