Transactions in the Capital Market Act B.E. 2550 (2007), Royal Enactment on Special Purpose Juristic Persons for Securitisation B.E. 2540 (1997), and Provident Fund Act B.E. 2530 (1987). The SEC strongly
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as various market organisations to put forward new important initiatives under the “Capital Market Development Master Plan”. These initiatives included introducing special tax measures and simplified
Discipline ● Proposed to amend the SEC Act to define clearer scope of responsibilities of listed companiesû directors and to empower investors in exercising their rights ● Cooperated with the SET in revising
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
stakeholders' confidence in its integrity, the SEC modeled its Codes of Conduct on the IOSCO Objectives and Principles of Securities Regulation, with a special emphasis on prevention of insider information and
. Moreover, the existence of derivatives market will provide additional financial instruments for investors and allow market intermediaries to expand their scope of services. For this reason, the SEC has
, the Amendments to the Royal Enactment on Special Purpose Juristic Persons for Securitization of 1997, and the laws governing the liberalization of securities businesses. The robust legal framework shall
request of policymakers, the World Bank can also carry-out special policy reviews that focus on specific sectors, in particular for banks and state-owned enterprises. > Assessments can be updated to measure
Asia global relevance. 4 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 Acknowledgements Special thanks go to the Asian Roundtable participants who have been