Facebook page “Hua Seng Heng GOLD of Special” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 09/08/2024)
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
channel management per the scope and conditions set by the BOT. Commercial banks are required to annually submit a service channel strategic plan and a report on their service channels to the BOT
been granted to commission overseas appraisers to conduct collateral appraisal abroad, whereas the scope of appraisal standards has been expanded to include money market transactions. 5 Rules and
Given to Commercial Banks to Act as Identity Provider or Source of Data in the Digital Format, effective from September 4, 2018. The regulation extends the business scope of banks which show readiness in
as various market organisations to put forward new important initiatives under the “Capital Market Development Master Plan”. These initiatives included introducing special tax measures and simplified
Discipline ● Proposed to amend the SEC Act to define clearer scope of responsibilities of listed companiesû directors and to empower investors in exercising their rights ● Cooperated with the SET in revising
Continuity Management Sub-committee Information Technology Strategy Sub-committee Digital-Oriented Risk, Data & Cyber Security and IT Risk Management Sub-committee 10 Expansion of scope of operations for IT
stakeholders' confidence in its integrity, the SEC modeled its Codes of Conduct on the IOSCO Objectives and Principles of Securities Regulation, with a special emphasis on prevention of insider information and