(SET order ID) / เลขที่บัญชีซื้อขายหลักทรัพย์ (account ID) / วันและเวลาในการส่งคำสั่งซื้อขายหลักทรัพย์ (yyyy/mm/dd - hh:mm:ss:sss) / หมายเลข Public และ Local IP address ต้นทาง (source) / หมายเลข IP
securities company shall procure a source for borrowing securities in order to enable delivery of securities in the short sale items within the time period prescribed by the clearing house under the law on
make the public misunderstand in its condition, operation or service. Any advertisement referring to number, data or statistical report shall specify the source of such number, data or statistical report
:- (1) the client’s name is listed on the database in Clause 14(1) or (2), or the client’s nationality, residential address, source of fund, country of origin, contact address, or business address is in a
rating mutual fund, the investment advisory company shall comply with the rule as follows: (1) using the information supporting mutual fund rating gathered from the reliable and referable source; (2
of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source code. Chapter 4 Information Communications Security via Computer Network Systems and
substitute personnel at operational level and management level, financing source, office equipments and information technology systems, as well as, should evaluate on a usage of finance and accesibility to
and test check with various source documents. I. Financial Relationship II. Business Relationship III. Employment Relationship and Governance Role IV. Employment with Firm V. Long Association VI. Fees
copy or refer the material information in full without editing or adding any statement that may be misleading. The source of information and date of dissemination of such copied or referred statement
editing or adding any statement that may be misleading. The source of information and date of dissemination of such copied or referred statement shall be clearly specified. Clause 8. The advertisement