Mr. SomChai Kurujitkosol The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.287 Criminal Complaint Filed with an Inquiry Official Dated 17/06/2009

Mr. Somchai Sriphayak Mr. Somchai Sriphayak aided and abetted Mr. Sompong Witthayaraksan, former Chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of SECC, in

Mr. Somchai Sripayak Mr. Somchai Sriphayak, the former authorized director of SECC Holding Co., Ltd. (SECC Holding), conspired with Mr. Sompong Witthayaraksan, the former Chairman of S.E.C. Auto

Mr. Somchai Kongboon During January 9, 2013 - February 28, 2013, Mr. Somchai Kongboon aided and abetted other persons to manipulate the price and trading volume of The Union Mosaic Industry Public

Mr. Somchai Chaisrichawla From September 13 to November 16, 2006, Mr. Somchai Chaisrichawla colluded with Miss Chaninan Luangwaykin in using Somchai’s and other persons’ securities trading accounts

Mr. Somchai Pruangviriya Mr. Somchai Pruangviriya, Authorized director of Family Corporation Company Limited ("Family"), shall be liable for Family’s offering for sale newly issued

Mr. Somchai Pruangviriya Mr. Somchai Pruangviriya, Authorized director of Family Corporation Company Limited ("Family"), shall be liable for Family’s offering for sale newly issued

Mr. Somchai Sripayak Mr. Somchai Sripayak colluded with others to trade shares of S.E.C Auto Sales and Services PLC (SECC) in concealment and on a continual basis during September 12 - November 24

Mr. Somchai Kongboon During January 9, 2013 - February 28, 2013, Mr. Somchai Kongboon aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to

Mr. Somchai Phothi Mr. Somchai Phothi rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited (IEC) and Mr