where securities are being traded for clients. Clause 8 In the case where a securities intermediary invests in shares to acquire proprietary assets in accordance with the rules prescribed in the
Interest of Financial Institutions shall hold at least seventy-five percent of the total shares sold; and (2) the Ministry of Finance shall hold at least ten percent of the total shares sold. Clause 2 This
depository or the Bank of Thailand to make securities deposit, withdrawal or book-entry transfer for the purpose of making or taking delivery in the traded securities, as the case may be; “Office” means the
customer fails to do so within such period of time, the derivatives business operator may sell the securities held for the account of such customer in the market where such securities are normally traded. If
กำหนดไว้ดังต่อไปนี้ ข้อ 1 ในประกาศนี้ “กองทุนรวมอีทีเอฟ (exchange traded fund)” หมายความว่า กองทุนรวมเปิดที่ โดยทั่วไปบริษัทจัดการกองทุนรวมจะขายและรับซื้อคืนหน่วยลงทุนกับผู้ลงทุนรายใหญ่ และจัดให้มี ตลาด
number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock
a claim has been filed in court by the debenture holder, such debenture holder shall hold not less than ten percent of all the secured debentures sold or be appointed by other debenture holders who
Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy
broker as follows; (a) A securities company that holds not less than seventy-five percent of total sold shares of such derivatives broker; (b) A securities company having a commercial bank holds not less
; “Affiliated companies” means the followings companies: (1) Any company who holds shares of management company or employer, as the case may be, from ten percents of total shares sold of management company or