Bangkok, June 8, 2016 ? The SEC is urging the shareholders of Vintage Engineering Public Company Limited (VTE) to study the proposed contract on the construction of a solar power plant for GEP
Bangkok, October 27, 2015 - The SEC urges shareholders of Superblock Public Company Limited (SUPER) to thoroughly study the solar cell power plant investment project before casting votes at the
Bangkok, April 20, 2016 ? The Settlement Committee has imposed a fine of 14,640,844.50 baht on Chayanont Weerayuthkosol for manipulating the share price of Chuo Senko (THAILAND) Plc. (CHUO
for the bond market are effective and consistent, SEC has appointed the Bond Market Development Committee to render advice on policy making and ensure timely cooperation among market participants. The
Committee (APRC) และ Growth and Emerging Markets Committee (GEMC) เพื่อหารือและแลกเปลี่ยนข้อมูลระหว่างประเทศสมาชิกในประเด็นที่หน่วยงานกำกับดูแลทั่วโลกให้ความสำคัญ เช่น ข้อกำหนดมาตรฐานด้านการเงินที่ยั่งยืน
Committee (APRC) และ Growth and Emerging Markets Committee (GEMC) เพื่อหารือและแลกเปลี่ยนข้อมูลระหว่างประเทศสมาชิกในประเด็นที่หน่วยงานกำกับดูแลทั่วโลกให้ความสำคัญ เช่น พัฒนาการและการกำกับดูแลด้านการเงินที่
The meeting discussed important developments and course of actions in overseeing and developing the capital markets of member jurisdictions. For instances, issues around harmful but legal conduct such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members have shared and discussed relevant guidelines and preventive measures such as industry engagemen...
Bangkok, June 11, 2015 ? The SEC revealed that the Settlement Committee imposed a fine of 15,469,345.62 baht on (1) Boonchai Jirapongtrakul, (2) Boonchoke Santuchpanit (or Thiratarakorn), (3) Vallaya
Bangkok, April 20, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 6,254,024 baht on Sermkhun Kunawong, Chief Executive Officer and Director of CMO Plc. (CMO) for using
Bangkok, March 10, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 500,000 baht on Pantipa Thirakanokvilai for using inside information to sell shares of IT City Plc