DATE Undertaking Stewardship with a focus on climate change & climate-related risks Insights from investors on stewardship and engagement tactics in Asia 1 17 July 2023 The Asia

Statistics, NIDA This research aims at clustering Thai investor based on their behavior. Specifically, Thai investors are classified into three clusters using investment proportions (Proportions of their money

Investment การลงทุน หลักธรรมาภิบาล สำหรับผูลงทุนสถาบัน Governance Code for Institutional Investors Investment Governance Code for Institutional Investors (I Code) The Securities and Exchange

provide more flexibility to Thai securities companies who request the personnel of foreign business operators to provide investment advices on foreign products to Thai investors. The proposed revisions

12-month period: As ICO investors can run a risk of losing their entire investment, the SEC received a suggestion that an aggregate limit on the total amount each retail investor can invest in ICOs in

approval of the listing and trading of spot bitcoin ETFs and solicitations made by some Thai brokerage firms for investors’ direct investment in such ETFs. The Securities and Exchange Commission, Thailand

Principles were developed by investors, for investors. In implementing them, signatories contribute to developing a more sustainable global financial system. 3 1 We will incorporate ESG issues into investment

Motivation • The measurement of asset value is arguably continuous, but trades can only occur at discrete prices. • Would the changes in tick sizes affect trading behavior of different investors? Motivation

Collective Investment Scheme for non-retail investors (NRI CIS)  ASEAN Collective Investment scheme for retail investors (retail ASEAN CIS)  Asia Region Funds Passport (ARFP)  Foreign ETF Sales Report Form

The First Analysis of Thai Key Audit Matters: Are Investors Sentimental to Key Audit Matters? Weerapong Kitiwong Erboon Ekasingh Naruanard Sarapaivanich Department of Accounting, Faculty of Business