)  committing unfair securities trading practice; (2)  presenting a false statement or concealing material facts that should have been stated; (3)  failing to perform duties as director or executive under Section

information to the public and such information was incomplete, contrary to facts, insufficient for making an investment decision, or misled investors in a manner of concealing or disguise or making up non

an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 8. Complete disclosure of information in accordance with the prescribed form

information to the public and such information was incomplete, contrary to facts, insufficient for making an investment decision, or misled investors in a manner of concealing or disguise or making up non

in a manner of concealing or disguise or making up non-existing facts. 6. Complete disclosure of information in accordance with the prescribed form. - Applicable to the offering of bonds only

making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. The transfer restriction is registered, including an application for an approval

making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. Complete disclosure of information in accordance with the prescribed form

making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. Being licensed or registered as the derivative dealers pursuant to the

such information was incomplete, contrary to facts, insufficient for making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. No

making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. No grounds to suspect that the directors, executives,  and major shareholders