of Commerce, Thai Institute of Directors, State Enterprise Policy Office in the Ministry of Finance, Federation of Accounting Professions, Social Security Office, Government Pension Fund, and
-regulation and the costs from unintended consequences of policy action. 8 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 underpinned by a stock-taking exercise of progress
; 4. Online job application; 5. Acceptances and referral of cases; 6. Processes relating to security management of computer and information center and management of SEC internal security; 7. Profiles of
Market Association Note: *outright trading value 39% 2% 12% 4% 2% 6% 22% 52% 61% Market Participation Dealers-to-Clients Dealers-to-Clients Inter-dealers Non-dealer License Mutual Funds Social Security
likely to avoid over-regulation, support the exercise of entrepreneurship and limit the risks of damaging conflicts of interest in both the private sector and in public institutions. A. The corporate
transactions and complaints to prevent unfair practices and protect the rights of investors. The SEC encourages the corporate governance and social responsibility of listed companies through various measures
confidentiality and data protection. The SEC has put in place internal procedures to ensure that its exercise of powers and duties are consistently applied. Operational Risk Management The SEC has developed its
Association 12% 3% 41% 8% 13% 5% 18% Market Participation Dealers-to-Clients 30% 70% Non-dealer License Social Security Fund and Government Pension Fund Mutual Funds Insurance Companies Domestic Companies
shareholders to exercise their rights. Section 1 Rights of shareholders 61Section 1 Rights of shareholders Basic shareholder rights include the right to 1) buy, sell, or transfer shares 2) share in the profit of