The template - R E S P O N S I B L E I N V E S T M E N T - Fundamentals & Best Practice for Effective Stewardship 17th July 2023 http://www.linkedin.com/company/262774?trk=tyah&trkInfo=tas:principles
-up capital)6, will nominate new directors to hold more than half of the board seat, and will appoint executives to hold key managerial positions, including the Chief Executive Officer of the Company
) which is newly established for the purpose of applying for Type C securities business license (ค). Clause 7 The applicant for Type D securities business license (ง) shall be- (1) securities company; (2
or authorized to make decisions on the company’s operation on behalf of the board of directors; “Department director” means any person who is responsible for the operation of a department within the
authorized to make decisions on the company’s operation on behalf of the board of directors; “Department director” means any person who is responsible for the operation of a department within the company
have been invested, or be a legal custodian in the country where such custodian is located. (5) Be able to show that the personnel of the unit responsible for work relating to fund supervisor is ready or
any natural person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has
date of appointment of the arbitrator. Except where it is deemed necessary and appropriate, the arbitrator, at its own discretion, may extend the period for making a dispute resolution but not exceeding
Limited (the “Company”) before making a decision to invest in Securities. This presentation is for information purposes only and is intended only for the initial direct attendee of the presentation. It may
give force to a securities company, so it is deemed appropriated to issue this Notification. (UNOFFICIAL TRANSLATION) Qualifications of the Applicant for Approval of Category A Investor Contact As