Representative of Private Fund Provident Funds Management Companies / Custodians / NAV Verifier / Auditors / Fund Administrators Derivatives Funds Derivatives Fund Managers Marketing Representative of
human resources management and development programmes to ensure that the company has adequate staffing and appropriately knowledgeable, skilled, and experienced employees and staff. Principle 1 | 2
Data > Market Data > Intermediaries > Asset Management Businesses > Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content No. List of Licensees Approval Date 1
> Market Data > Intermediaries > Asset Management Businesses > Marketing Representative of Private Fund Market Data SHARE : Detail Content Marketing Representative of Private Fund No. List of
subsidiary has investors other than the company, the board should require the company’s appointed representative to perform his/her role in the subsidiary’s best interest and consistent with the governance
transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - Can be
restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of
bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured Basel III-compliant Instruments/ Basel III-compliant Instruments with a bondholders
○ Investment Powers and Restrictions ○ NAV calculation ○ Advertising ○ Disclosure ○ Private Fund Selling Representative ○ Notifications of Investment Management Companies • Derivatives Fund
○ Investment Powers and Restrictions ○ NAV calculation ○ Advertising ○ Disclosure ○ Private Fund Selling Representative ○ Notifications of Investment Management Companies • Derivatives Fund